Newton's Method

Throughout your course work in Mathematics, you've likely had to find the root, or zero, of a function. These functions have likely only been linear or quadratic. But how would we go about finding the roots of the equation of a higher-order polynomial? Or what about a cubic equation with a natural logarithm, such as

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    f(x) = ln(x) +x3

    It is much more difficult to find the roots of higher-order functions like these algebraically. However, Calculus proposes a few methods for estimating the root of complex equations. This article will cover one method to help us solve the roots of functions like these nasty ones!

    Newton's Method of Approximation

    One method we can use to help us approximate the root(s) of a function is called Newton's Method (Yes, it was discovered by the same Newton you've studied in Physics)!

    Newton's Method is a recursive approximation technique for finding the root of a differentiable function when other analytical methods fail.

    Newton's Method Formula

    The Newton's Method formula states that for a differentiable function F(x) and an initial point x0 near the root

    xn+1=xn-F(xn)F'(xn) where n = 0, 1, 2, ...

    With multiple iterations of Newton's Method, the sequence of xn will converge to a solution for F(x) = 0.

    As the derivative of F(x) is in the fraction's denominator, if F(x) is a constant function with the first derivative of 0, Newton's Method will not work. Additionally, as we must compute the derivative analytically, functions with complex first derivatives may not work for Newton's Method.

    The Calculus behind Newton's Method

    With the Newton's Method formula in mind, see the graphical representation below.

    Newton's Method tangent line approximation StudySmarterNewton's Method finds a line tangent to the initial point to find an approximation for the root of f(x) - StudySmarter Original

    Newton's Method aims to find an approximation for the root of a function. In terms of the graph, the zero of the function is the green point, f(x) = 0. Newton's Method uses an initial point (the pink x0 on the graph) and finds the tangent line at the point. The graph shows that the line tangent to x0 touches the x-axis near the root.

    Newton's Method tangent line approximation StudySmarterOn the second iteration, Newton's Method constructs a new tangent line based on the last approximation found by the tangent line - StudySmarter Original

    The new point, x1, found via the tangent line at x0, is translated onto the graph of the function, and a new tangent line is found. This process is repeated until a plausible estimation is found for f(x) = 0.

    When Newton's Method fails

    In cases where we cannot solve a function's root directly, Newton's Method is an appropriate method to use. However, there are certain cases where Newton's Method may fail:

    • The tangent line does not cross the x-axis

      • Occurs when f'(x) is 0

    • Different approximations may approach different roots if there are multiple

      • This occurs when the initial x0 isn't close enough to the root

    • Approximations don't approach the root at all

      • Approximation oscillates back and forth

    Let's consider one such example where Newton's Method fails.

    Suppose we have the function

    f(x)=-12+11+x2

    This function has roots at x=-1 and x=1. However, let's say you wanted to use Newton's Method to find the roots of f(x). With an initial guess of x=2, Newton's Method will approach the x=-1 root rather than the x=1 root even though x=2 is closer to x=1. Try it for yourself and see!

    Newton's Method Examples

    Example 1

    Use three iterations of Newton's Method to approximate the root near x=3 of f(x)=-x4+8x2+4.

    Step 1: Find the derivative of f(x)

    Since we already have an equation for f(x), we can skip right to finding the derivative, f'(x)

    f'(x)=-4x3+16x

    Step 2: Use x0 = 3 to complete the first Newton's Method iteration

    Using the Newton's Method formula with x0 = 3:

    x1=3-f3)f'(3)=3--5-60=3-560=3512

    Step 3: Continue iterations until finding x3

    Rounding to the first six decimal places, we get

    x2=3512-f3512f'3512=2.910723x3=(2.910723)-f2.910723f'2.910723=2.910693

    Step 4: Compare to the actual value

    Let a=x2 such that

    f(a)=-a2+8a+4

    Using the quadratic equation

    a=-8±82-4(-1)(4)2(-1) a=-8+80-2 and a=-8-80-2a=-0.472136 and a=8.472136

    Taking the square root of a=8.472136 we get

    x=2.910693

    Our approximation is pretty accurate!

    Newton's Method of Approximating Square Roots

    It is also possible to use Newton's Method to approximate the square root of a number! The Newton's Method square root approximation formula is nearly identical to the Newton's Method formula.

    To compute a square root x=a for a>0 and with an initial guess for x of x0

    xn+1=12xn+axn

    Square root approximation using Newton's Method Example

    Let's apply the Newton's Method square root approximation equation to an example!

    Use Newton's Method square root approximation equation to approximate 2 by finding x1, ..., x5.

    Step 1: Establish an initial guess for x0

    Our guess should be a positive number that is smaller than 2. So, let's start with x0=1.

    Step 2: Use x0 = 1 and plug into equation

    Plugging our known values in

    x1=121+21=32

    Step 3: Continue iterations until finding x5

    Rounding to the first six decimal places, we get

    x2=121.5+21.5=1.416667x3=121.416667+21.416667=1.414216x4=121.414216+21.414216=1.414214x5=121.414214+21.414214=1.414214

    Step 4: Compare to actual value and Newton's Method approximation

    When we compute the exact value of 2 rounding to the first six decimal places, we get a value of 1.414214. Additionally, notice how the answer of every iteration of the Newton's Method square root approximation formula is the same as each iteration of Newton's Method.

    However, the Newton's Method Square Root Approximation method is much faster and easier to compute.


    Newton's Method - Key takeaways

    • Newton's Method is a recursive approximation technique for finding the root of a differentiable function when other analytical methods fail
      • The formula for Newton's Method states that for a differentiable function F(x) and an initial point x0 near the root
      • xn+1=xn-F(xn)F'(xn) for n = 0, 1, 2, ...
      • Newton's Method uses iterative tangent line approximations to estimate the root
    • Newton's Method may fail when:
      • the first derivative of f(x) is 0
      • x0 isn't close enough to the root
      • iterative approximations don't approach the root at all
    Newton's Method Newton's Method
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    Frequently Asked Questions about Newton's Method

    What is Newton's method?

    Newton's method is a recursive approximation technique for finding the root of a differentiable function when other analytical methods fail.

    What is Newton's method formula?

    The formula for Newton's Method says xn+1 = xn - [f(xn)/f'(xn)] where n = 0, 1, 2, ...

    How to use newton's method?

    To use Newton's Method, you need a differentiable function and an initial starting point. From there, plug in points iteratively until a plausible approximation is achieved.

    What is the assumption of newton's method?

    Newton's Method assumes that a line tangent to the function crosses the x-axis near the root of the function.

    What is the advantages and theory of newton's method?

    Newton's Method allows one to approximate the root of the function the algebra and analytical methods fail. It has a rather fast rate of convergence, meaning a limited number of iterations are required for an accurate approximation.

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